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Database of Fund Changes as they get filed with the SEC
tracked on a daily basis and catalogued in 50+ categories for ease of searches.
Key Applications
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Track daily fund changes to identify and respond to industry and competitors'
changes in 50+ categories
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Get changes in a clean-cut format presenting old/new values, links to stickers
and prospectus, with cross-references to other changes by fund / company
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Keep abreast of any regulatory changes and how they are presented by sifting
through legal language in Prospectus and SAI, and Stickers.
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Export any data
on newly registered funds and fund changes into XLS with report selection
criteria.
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Save queries/reports and get an automatic update next time you
load them.
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Monitor overall trends with Fund Changes Weekly Synopsis on the following topics:
- Regulatory changes
- Sales load changes and
temporary waivers
- B/D concession changes and
promotional re-allowances
- Redemption fee waivers /
specific considerations
- Minimum investments changes in
retail and institutional funds
- Sub-adviser changes and new
relationships
- Advisory fee levels and schedule changes
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- Expense caps
- 12b-1 fee changes
- Administrative fees, TA fees,
and other service fee changes
- Service provider replacements
- New portfolio managers and PM
changes
- New fund registrations
- Fund liquidations and reorganizations.
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Database of Newly Registered Funds as they are filed with the
SEC monitored on a daily basis.
Key Applications
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Develop and timely monitor new funds by studying, daily, newly registered fund
data not available elsewhere.
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Read a fund Summary Profile
of pertinent information including fees and pricing, investment objectives,
portfolio manager, website information for printable marketing materials, and
more.
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Search by Fund / Company names, Service Providers, Objectives, Fund Types, etc.
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Export any data
on newly registered funds and fund changes into XLS with report selection
criteria.
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Save queries/reports and get an automatic update next time you
load them.
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